4//SEC Filing
SMARTFINANCIAL INC. 4
Accession 0001652520-15-000001
$SMBKCIK 0001038773operating
Filed
Sep 8, 8:00 PM ET
Accepted
Sep 9, 4:00 PM ET
Size
11.1 KB
Accession
0001652520-15-000001
Insider Transaction Report
Form 4
Wolpert Geoffrey Alan
Director
Transactions
- Award
Stock Option
2015-08-31+8,041.95→ 8,041.95 totalExercise: $10.48From: 2010-06-24Exp: 2017-02-22→ Common Stock (8,041.95 underlying) - Award
Common Stock
2015-08-31+107,898→ 107,898 total(indirect: By Spouse) - Award
Common Stock
2015-08-31+46,242→ 46,242 total - Award
Stock Option
2015-08-31+31,500→ 31,500 totalExercise: $9.52From: 2007-02-22Exp: 2017-02-22→ Common Stock (31,500 underlying)
Footnotes (4)
- [F1]Received in connection with the merger. On August 31, 2015, the closing price of SmartFinancial, Inc.'s common stock was $3.85.
- [F2]The Reporting Person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.
- [F3]Received in the merger in exchange for a stock option to acquire 7,659 shares of SmartFinancial, Inc. common stock for $11.00 per share.
- [F4]Received in the merger in exchange for a stock option to acquire 30,000 shares of SmartFinancial, Inc. common stock for $10.00 per share.
Documents
Issuer
SMARTFINANCIAL INC.
CIK 0001038773
Entity typeoperating
IncorporatedTN
Related Parties
1- filerCIK 0001038773
Filing Metadata
- Form type
- 4
- Filed
- Sep 8, 8:00 PM ET
- Accepted
- Sep 9, 4:00 PM ET
- Size
- 11.1 KB