Home/Filings/4/0001641172-25-020751
4//SEC Filing

BAUM MARK L 4

Accession 0001641172-25-020751

CIK 0001360214other

Filed

Jul 22, 8:00 PM ET

Accepted

Jul 23, 9:10 PM ET

Size

9.1 KB

Accession

0001641172-25-020751

Insider Transaction Report

Form 4
Period: 2025-07-21
BAUM MARK L
DirectorChief Executive Officer10% Owner
Transactions
  • Exercise/Conversion

    Common stock

    2025-07-21$7.87/sh+600,000$4,722,0003,199,462 total
  • Tax Payment

    Common stock

    2025-07-21$37.08/sh313,338$11,618,5732,886,124 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2015-07-31600,0000 total
    Exercise: $7.87Exp: 2025-07-31Common Stock (600,000 underlying)
Footnotes (1)
  • [F1]Represents stock options granted to Mr. Baum on July 31, 2015, and amended on June 4, 2020, under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested upon achievement and maintenance of certain Harrow common stock-price-based performance targets. The Company withheld a total of 313,338 shares from issuance to Mr. Baum for: (i) 127,346 shares withheld as consideration for the cashless exercise of the option; and (ii) an additional 185,992 shares of common stock were withheld from issuance to Mr. Baum for payroll tax purposes.

Documents

1 file

Issuer

HARROW, INC.

CIK 0001360214

Entity typeother

Related Parties

1
  • filerCIK 0001274282

Filing Metadata

Form type
4
Filed
Jul 22, 8:00 PM ET
Accepted
Jul 23, 9:10 PM ET
Size
9.1 KB