MOBIX LABS, INC·4

May 12, 7:36 PM ET

SANSONE PHILIP 4

4 · MOBIX LABS, INC · Filed May 12, 2025

Insider Transaction Report

Form 4
Period: 2025-04-10
SANSONE PHILIP
DirectorChief Executive Officer
Transactions
  • Award

    Class A Common Stock

    2025-04-15+600,0001,035,885 total
  • Disposition to Issuer

    Stock Options (Right to Buy)

    2025-04-10161,7580 total
    Exercise: $4.18Exp: 2030-08-10Class A Common Stock (161,758 underlying)
  • Award

    Class A Common Stock

    2025-04-10+400,000435,885 total
  • Disposition to Issuer

    Stock Options (Right to Buy)

    2025-04-1010,0000 total
    Exercise: $4.18Exp: 2030-08-10Class A Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Options (Right to Buy)

    2025-04-104260 total
    Exercise: $6.84Exp: 2032-04-04Class A Common Stock (426 underlying)
Footnotes (6)
  • [F1]These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 10, 2025 and are 90% vested on the grant date (April 10, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.
  • [F2]These Restricted Stock Units ("RSUs") were granted to the Reporting Person on April 15, 2025 and are 90% vested on the grant date (April 15, 2025) and the remaining 10% will vest in equal installments on the last day of each calendar month until fully vested on January 1, 2026. The delivery of shares underlying the RSUs will be deferred until the earlier of (i) the Reporting Person's separation from service, disability, death; (ii) change in control of the company; (iii) the occurrence of an unforeseeable emergency for the participant as defined under Section 409A of the Internal Revenue Code; or (iv) the occurrence of the final vesting date.
  • [F3]These RSUs were issued upon cancellation of the stock options described in footnote 4 below.
  • [F4]These stock options were cancelled upon the grant of RSUs described in footnote 1.
  • [F5]These stock options were fully vested and exercisable.
  • [F6]These stock options would have been fully vested and exercisable on 9/30/2025.

Documents

1 file
  • 4
    ownership.xmlPrimary