4//SEC Filing
Huston Thad Allen 4
Accession 0001639691-20-000021
CIK 0001639691other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 4:31 PM ET
Size
9.4 KB
Accession
0001639691-20-000021
Insider Transaction Report
Form 4
LivaNova PLCLIVN
Huston Thad Allen
Chief Financial Officer
Transactions
- Exercise/Conversion
Ordinary Shares
2020-03-01+4,784→ 20,953 total - Tax Payment
Ordinary Shares
2020-03-01$69.72/sh−1,603$111,761→ 19,350 total - Exercise/Conversion
Restricted Stock Units
2020-03-01−4,784→ 54,876 total→ Ordinary Shares (4,784 underlying)
Footnotes (4)
- [F1]Reporting person had vested restricted stock units (RSUs) settled in ordinary shares (Ordinary Shares) of LivaNova PLC (the Company), GBP 1.00 par value.
- [F2]The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.
- [F3]Each RSU represents a contingent right to receive one Ordinary Share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.
- [F4]On May 20, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2019 financial results, February 27, 2020 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 7 of Table II reflects the RSUs eligible for vesting at the target price subject to continued service during the vesting period and the award agreement.
Documents
Issuer
LivaNova PLC
CIK 0001639691
Entity typeother
Related Parties
1- filerCIK 0001706052
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 4:31 PM ET
- Size
- 9.4 KB