Home/Filings/4/0001639691-18-000036
4//SEC Filing

Gianotti Stefano 4

Accession 0001639691-18-000036

CIK 0001639691other

Filed

Mar 26, 8:00 PM ET

Accepted

Mar 27, 11:55 AM ET

Size

9.3 KB

Accession

0001639691-18-000036

Insider Transaction Report

Form 4
Period: 2018-03-23
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2018-03-231,3250 total
    Common Stock (1,325 underlying)
  • Exercise/Conversion

    Ordinary Shares

    2018-03-23$84.24/sh+1,325$111,6183,155 total
  • Disposition to Issuer

    Ordinary Shares

    2018-03-23$84.24/sh1,325$111,6181,830 total
Footnotes (4)
  • [F1]Restricted stock units (RSUs) vested on March 23, 2018. The referenced RSUs are being settled in cash based on the closing price of the ordinary shares of LivaNova PLC (the Company) on March 23, 2018.
  • [F2]Shares disposed of to the Company to cover applicable taxes and to cash cover the remainder shares.
  • [F3]Each RSU represents a contingent right to receive one ordinary share of the Company or, at the option of the Company, a cash settlement in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the Award Agreement (the Agreement).
  • [F4]The reporting person was granted RSUs that vest and all forfeiture restrictions thereon shall lapse on December 15, 2018, subject to continued service during the vesting period. On March 23, 2018, the Board of Directors of the Company approved an amendment to the Agreement: in the event a non-employee director incurs a termination of service prior to the vesting date, a prorated portion of the RSUs shall immediately vest upon termination of service. Reporting person, a non-employee director, submitted a termination of service effective March 23, 2018.

Issuer

LivaNova PLC

CIK 0001639691

Entity typeother

Related Parties

1
  • filerCIK 0001655983

Filing Metadata

Form type
4
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 11:55 AM ET
Size
9.3 KB