UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of

The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): ~~July~~February 2628, ~~2019~~2020

4M CARBON FIBER CORP.

(Exact name of registrant as specified in its charter)


Delaware	000-55401	80-0379897
(State or other jurisdiction	(Commission	(IRS Employer
of incorporation)	File Number)	Identification No.)

835 Innovation Drive, Suite 200, Knoxville, TN		37932
835 Innovation Drive, Suite 200 Knoxville, TN		37932
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code: (865) 444-6789

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
N/A	N/A	N/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

OnEffective ~~July~~February 2628, ~~2019~~2020, MrParesh M. ~~Robert~~Chari ~~Klawonn~~stepped ~~left~~down ~~his position~~ as the Interim Chief Executive Officer of 4M Carbon Fiber Corp., a Delaware corporation (the “Company”). Appointed ~~and~~as Interim CEO on July 3126, 2019, Mr. ~~Rodney~~Chari ~~Grubb~~had ~~retired~~initially ~~from~~agreed ~~his~~to ~~role~~serve as ~~the~~Interim ~~Chief~~CEO ~~Operating~~until ~~Officer~~December ~~and~~2019 ~~Co-Chairman~~which ofhe ~~the~~agreed ~~Board~~to ofextend ~~Directors~~for oftwo ~~the~~additional ~~Company~~months. Mr. ~~Grubb~~Chari will ~~continue~~remain ~~to serve~~ as aChairman ~~member~~ of the Company’s Board of Directors.

~~Mr.~~While ~~Paresh~~a ~~Chari~~search ~~has~~for ~~agreed~~a topermanent ~~serve~~replacement asis underway, the ~~Interim~~Board ~~Chief~~has ~~Executive~~established ~~Officer~~an ofExecutive ~~the~~Leadership ~~Company~~Team comprised ~~and Chairman~~ of ~~the~~Joshua ~~Board~~Kimmel ofand ~~Directors. Messrs.~~Doug ~~Grubb~~Mentzer ~~and~~who ~~Chari~~will ~~had~~serve ~~served~~ as Co-~~Chairmen~~Presidents of the ~~Board~~Company ~~from~~and ~~February~~report ~~27,~~to ~~2019 until Mr. Grubb’s retirement as Co-Chairmen of~~ the Board of Directors ~~on July 31, 2019~~. ~~Mr.~~ ~~Chari~~The ~~recently~~Company ~~retired~~anticipates ~~from~~naming ~~Duraline~~a ~~Corporation~~successor ~~and~~to ~~its~~the ~~parent,~~Chief ~~Mexichem,~~Executive inOfficer ~~January~~position ofby ~~this~~the ~~year.~~end ~~He served as Chairman~~ of the ~~Board~~third ~~and~~quarter ~~CEO~~ of ~~Duraline and as the President of Mexichem’s Fluent Group, a $4 billion global business with over 90 facilities and 15,000 employees worldwide~~2020.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused the report to be signed on its behalf by the undersigned hereunto duly authorized.

	4M CARBON FIBER CORP.
Dated: August 1, 2019	By:	/s/ Joshua M. Kimmel
Dated: March 2, 2020	By:	/s/ Joshua Kimmel
		Joshua M. Kimmel
		Name: Joshua Kimmel
		President
		Title: Co-President

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