HERITAGE FINANCIAL CORP /WA/·4

Mar 18, 3:16 PM ET

Curran Amy E. 4

4 · HERITAGE FINANCIAL CORP /WA/ · Filed Mar 18, 2026

Research Summary

AI-generated summary of this filing

Updated

Heritage Financial (HFWA) EVP Amy Curran Exercises Options

What Happened
Amy E. Curran, EVP and Director of Commercial Lending at Heritage Financial Corp (HFWA), exercised stock derivatives on 2026-03-16. The filing shows exercise/conversion of options resulting in 5,040 shares acquired at $24.89 per share (total ≈ $125,446). To cover exercise/tax obligations, 918 shares were surrendered/withheld (value ≈ $22,849), leaving a net issuance to Curran of 4,122 shares (net value ≈ $102,597). Transaction codes: M = option exercise/conversion; F = payment of exercise price/tax withholding.

Key Details

  • Transaction date: 2026-03-16; exercise price per share: $24.89.
  • Gross shares from exercise: 5,040 (155 + 776 + 1,061 + 1,619 + 1,429).
  • Shares withheld for taxes/payment: 918 (value ≈ $22,849).
  • Net shares received: 4,122 (net value ≈ $102,597).
  • Footnotes reference prior RSU grants and omnibus equity plans (F1–F5) — these describe separate restricted stock unit awards and vesting schedules.
  • No late filing flag provided in the data supplied.

Context
This was an exercise of derivative awards (options/conversions) rather than an open-market purchase or a sale. The withholding of 918 shares to satisfy tax/exercise obligations indicates a partially cashless outcome (shares used to pay taxes/exercise costs). RSU footnotes describe other equity awards and vesting terms but are separate from this exercise transaction.

Insider Transaction Report

Form 4
Period: 2026-03-16
Curran Amy E.
EVP Director Commercial Lend
Transactions
  • Exercise/Conversion

    Common Stock

    2026-03-16$24.89/sh+155$3,85825,486 total
  • Exercise/Conversion

    Common Stock

    2026-03-16$24.89/sh+776$19,31526,262 total
  • Exercise/Conversion

    Common Stock

    2026-03-16$24.89/sh+1,061$26,40827,323 total
  • Exercise/Conversion

    Common Stock

    2026-03-16$24.89/sh+1,619$40,29728,942 total
  • Exercise/Conversion

    Common Stock

    2026-03-16$24.89/sh+1,429$35,56830,371 total
  • Tax Payment

    Common Stock

    2026-03-16$24.89/sh918$22,84929,453 total
  • Exercise/Conversion

    Restricted Stock Units

    [F1]
    2026-03-16$24.89/sh155$3,858155 total
    Exercise: $0.00From: 2023-03-15Exp: 2027-03-15Common Stock (155 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2026-03-16$24.89/sh776$19,3150 total
    Exercise: $0.00From: 2024-03-15Exp: 2026-03-15Common Stock (776 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2026-03-16$24.89/sh1,061$26,4082,122 total
    Exercise: $0.00From: 2024-03-15Exp: 2028-03-15Common Stock (1,061 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F2][F3]
    2026-03-16$24.89/sh1,619$40,2971,620 total
    Exercise: $0.00From: 2025-03-15Exp: 2027-03-15Common Stock (1,619 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F4][F5]
    2026-03-16$24.89/sh1,429$35,5682,860 total
    Exercise: $0.00From: 2026-03-15Exp: 2028-03-15Common Stock (1,429 underlying)
Footnotes (5)
  • [F1]RSU Grant Awarded 02/22/2022
  • [F2]Represents award pursuant to 2024 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
  • [F3]RSU Grant February 2024
  • [F4]RSU Grant February 2025
  • [F5]Represents award pursuant to 2023 Omnibus Equity Plan; shares vest one third per year over a three year period. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting.
Signature
/s/Kaylene Lahn Attorney in Fact for Amy Curran|2026-03-18

Documents

1 file
  • 4
    wk-form4_1773861395.xmlPrimary

    FORM 4