UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): ~~August 14~~October 1, 2025

SWK HOLDINGS CORPORATION

(Exact Name of the Registrant as Specified in Its Charter)

Delaware

(State or Other Jurisdiction of Incorporation)


F11.001-39184			77-0435679
(Commission File Number)			(IRS Employer Identification No.)

5956 Sherry Lane, Suite 650, Dallas, TX			75225
(Address of Principal Executive Offices)			(Zip Code)

(972) 687-7250

(Registrant’s Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Common Stock, par value $0.001 per share	SWKH	The Nasdaq Stock Market LLC
9.00% Senior Notes due 2027	SWKHL	The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 28.~~02.~~01 Other ~~Results of Operations and Financial Condition.~~Events

~~Attached~~On asOctober ~~Exhibit 99.~~1 ~~to this Current Report on form 8-K is a copy of a press release of SWK Holdings Corporation~~, ~~dated August 14,~~ 2025, ~~reporting~~ SWK Holdings Corporation’s ~~2025~~(NASDAQ: ~~Second~~SWKH), ~~Quarter~~a ~~Financial~~life-science ~~Results.~~focused ~~Such~~specialty ~~information~~finance company, ~~including~~announced the ~~Exhibit~~full ~~attached~~repayment ~~hereto, shall not be deemed "filed" for purposes~~ of ~~Section~~its 18loan ofto ~~the Securities Exchange Act of 1934~~Elutia, asInc. ~~amended~~ (~~the "Exchange Act"~~“Elutia”), ~~nor~~upon ~~shall~~receipt itof bea ~~deemed~~$27.8 ~~incorporated~~million bypayoff ~~reference~~payment infrom ~~any~~Elutia, ~~filing~~including ~~under~~outstanding ~~the Securities Act of 1933~~principal, asexit ~~amended~~fees, orand ~~the~~accrued ~~Exchange Act, except as shall be expressly set forth by specific reference in such filing~~interest.

~~Item~~This 7payoff follows the closing of Elutia’s previously announced sale of its BioEnvelope business to Boston Scientific Corporation for $88.~~01.~~0 ~~Regulation~~million FDin ~~Disclosure~~cash.

OnThe ~~August 14,~~$27.8 ~~2025~~million ~~the~~payoff ~~Company~~exceeds ~~published an investor presentation slideshow containing~~ the ~~information~~Company’s ~~attached~~net toGAAP ~~this~~carrying ~~Current~~value ~~Report~~of on$23.9 ~~Form~~million ~~8-K~~ as ~~Exhibit~~of ~~99.2~~June ~~(the~~30, ~~“Investor~~2025.The ~~Presentation”)~~Company ~~and~~expects ~~incorporated~~to ~~herein~~recognize byapproximately ~~reference~~$1.4 ~~The~~million ~~Company~~of ~~expects~~incremental toincome ~~use~~from the ~~Investor~~acceleration ~~Presentation,~~of inexit ~~whole~~fee orrecognition ~~in part,~~ and ~~possibly~~$1.4 ~~with~~million ~~modifications,~~from inthe ~~connection~~release ~~with~~of ~~presentations~~loan toloss ~~investors and others~~reserves.

~~The~~Safe ~~Investor~~Harbor ~~Presentation~~for ~~includes financial information not prepared in accordance with generally accepted accounting principles (“Non~~Forward-~~GAAP~~Looking ~~Financial~~Statements Measures”). A reconciliation of the Non-GAAP Financial Measures to financial information prepared in accordance with generally accepted accounting principles (“GAAP”), as required by Regulation G, appears in the Investor Presentation. The Company is providing disclosure of the reconciliation of reported Non-GAAP Financial Measures used in the Investor Presentation, among other places, to its comparable financial measures on a GAAP basis. The Company believes that the Non-GAAP Financial Measures provide investors additional ways to view our operations, when considered with both our GAAP results and the reconciliation to net income and net cash provided by operating activities, which we believe provide a more complete understanding of our business than could be obtained absent this disclosure. We believe the Non-GAAP Financial Measures also provide investors a useful tool to assess shareholder value.

ByThis ~~filing this~~ Current Report on Form 8-K ~~and~~contains ~~furnishing~~forward-looking statements within the ~~information~~meaning ~~contained~~of ~~herein~~the Private Securities Litigation Reform Act of 1995, including the Company's ~~makes~~expectations noregarding ~~admission~~recognition of incremental income as toa result of the ~~materiality~~payoff of ~~any~~the ~~information~~Elutia loan. Statements including words such as "believes," "expects," "anticipates," "intends," "estimates," "plan," "will," "may," "look forward," "intend," "guidance," "future" or similar expressions are forward-looking statements. Because these statements reflect the Company's current views, expectations and beliefs concerning future events, these forward-looking statements involve risks and uncertainties. Investors should note that many factors, as more fully described under the caption "Risk Factors" and elsewhere in the Company's Form 10-K, Form 10-Q and Form 8-K filings with the Securities and Exchange Commission and as otherwise enumerated herein, could affect the Company's future financial results and could cause actual results to differ materially from those expressed in such forward-looking statements. The forward-looking statements in this ~~report~~Current Report on Form 8-K are qualified by these risk factors. These are factors that, isindividually ~~required~~or in the aggregate, could cause the Company's actual results to bediffer ~~disclosed~~materially ~~solely~~from byexpected ~~reason~~and historical results. You should not place undue reliance on any forward-looking statements, which speak only as of ~~Regulation~~the FDdate they are made. The Company assumes no obligation to publicly update any forward-looking statements, whether as a result of new information, future developments or otherwise.

The information contained in the Investor Presentation is summary information that is intended to be considered in the context of the Company's Securities and Exchange Commission (“SEC”) filings and other public announcements that the Company may make, by press release or otherwise, from time to time. The Company undertakes no duty or obligation to publicly update or revise the information contained in this report, although it may do so from time to time as its management believes is warranted. Any such updating may be made through the filing of other reports or documents with the SEC, through press releases or through other public disclosure.

The information presented in Item 7.01 of this Current Report on Form 8-K and Exhibit 99.1 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, unless the Company specifically states that the information is to be considered “filed” under the Exchange Act or specifically incorporates it by reference into a filing under the Securities Act of 1933, as amended, or the Exchange Act.

Item 9.01. Financial Statements and Exhibits.

Exhibit No.			Description
99.1			Press Release of SWK Holdings Corporation, dated August 14, 2025 reporting SWK Holdings Corporation’s 2025 Second Quarter Financial Results
99.2			Investor Presentation in use beginning on August 2025
104			Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

SWK HOLDINGS CORPORATION By: /s/ Joe D. Staggs Joe D. Staggs ~~Chief~~President ~~Executive~~and ~~Officer~~Chief ~~(Principal~~ Executive Officer)

Date: ~~August 14~~October 1, 2025

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