4//SEC Filing
Pollock Frederick 4
Accession 0001628280-25-010180
CIK 0001819796other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 8:05 PM ET
Size
14.3 KB
Accession
0001628280-25-010180
Insider Transaction Report
Form 4
Pollock Frederick
Chief Investment Officer
Transactions
- Award
Restricted Stock Units
2025-03-01+150,000→ 150,000 total→ Class A Common Stock (150,000 underlying) - Exercise/Conversion
Class A Common Stock
2025-03-01+50,000→ 666,429 total - Tax Payment
Class A Common Stock
2025-03-01$13.84/sh−12,515$173,208→ 653,914 total - Award
Restricted Stock Units
2025-03-01+52,500→ 52,500 total→ Class A Common Stock (52,500 underlying) - Exercise/Conversion
Restricted Stock Units
2025-03-01−50,000→ 100,000 total→ Class A Common Stock (50,000 underlying)
Footnotes (5)
- [F1]Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
- [F2]Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on March 1, 2025. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
- [F3]Represents RSUs that were granted under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 in accordance with the Reporting Person's employment agreement. 50,000 RSUs vested on March 1, 2025, and 50,000 RSUs will vest on each of March 1, 2026 and March 1, 2027, subject to the Reporting Person's continued service through the applicable vesting date. 50,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 50,000 vested RSUs on March 1, 2025.
- [F4]Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2025, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.
- [F5]Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2025 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2026, March 1, 2027 and March 1, 2028, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.
Documents
Issuer
GCM Grosvenor Inc.
CIK 0001819796
Entity typeother
Related Parties
1- filerCIK 0001680611
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 8:05 PM ET
- Size
- 14.3 KB