4//SEC Filing
Girouard Dave 4
Accession 0001628280-25-007445
CIK 0001647639other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 5:18 PM ET
Size
12.2 KB
Accession
0001628280-25-007445
Insider Transaction Report
Form 4
Girouard Dave
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Common Stock
2025-02-20$79.00/sh−4,424$349,486→ 52,714 total - Sale
Common Stock
2025-02-20$79.58/sh−100$7,958→ 52,614 total
Holdings
- 546,501(indirect: See Footnote)
Common Stock
- 126,057(indirect: See Footnote)
Common Stock
- 126,057(indirect: See Footnote)
Common Stock
- 1,000,000(indirect: See Footnote)
Common Stock
- 8,342,701(indirect: See Footnote)
Common Stock
- 546,501(indirect: See Footnote)
Common Stock
Footnotes (9)
- [F1]These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs).
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.52 to $79.4301. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F3]Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F4]These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
- [F5]These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
- [F6]These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
- [F7]These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
- [F8]These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
- [F9]These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
Documents
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001832805
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 5:18 PM ET
- Size
- 12.2 KB