4//SEC Filing
Tiedemann Michael 4
Accession 0001628280-24-039387
CIK 0001838615other
Filed
Sep 3, 8:00 PM ET
Accepted
Sep 4, 6:45 PM ET
Size
14.9 KB
Accession
0001628280-24-039387
Insider Transaction Report
Form 4
Tiedemann Michael
DirectorChief Executive Officer
Transactions
- Gift
Class B Common Stock
2024-09-03+466,785→ 1,137,119 total(indirect: See FN)→ Class A Common Stock (466,785 underlying) - Gift
Class A Common Stock
2024-09-03+13,975→ 30,954 total(indirect: See FN)
Holdings
- 63,326(indirect: See FN)
Class A Common Stock
- 4,915,196
Class B Common Stock
→ Class A Common Stock (4,915,196 underlying) - 1,694,408(indirect: See FN)
Class B Common Stock
→ Class A Common Stock (1,694,408 underlying) - 42,918(indirect: See FN)
Class A Common Stock
- 2,500,103(indirect: See FN)
Class B Common Stock
→ Class A Common Stock (2,500,103 underlying) - 499,886.53
Class A Common Stock
Footnotes (2)
- [F1]The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") and 2,500,103 shares of Class B Common Stock of the Company ("Class B Common Stock") for MGT 2012 DE Trust; (ii) 30,954 shares of Class A Common Stock and 1,137,119 shares of Class B Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock and 1,694,498 shares of Class B Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
- [F2]Each Class B Unit (a "Class B Unit") of AlTi Global Capital, LLC ("Umbrella") is paired with a share of Class B Common Stock (the Class B Common Stock together with a Class B Unit, a "Paired Interest"). Pursuant to the Third Amended and Restated Limited Liability Agreement, dated as of July 31, 2023 (as amended from time to time, the "LLC Agreement"), of Umbrella, a Paired Interest is exchangeable at any time for a share of Class A Common Stock on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the holder exchanges the Paired Interests pursuant to the LLC Agreement, the shares of Class B Common Stock included in the Paired Interests will automatically be canceled and the Class B Common Units included in the Paired Interests shall be automatically transferred to the Issuer and converted into and become an equal number of Class A Common Units in Umbrella.
Documents
Issuer
AlTi Global, Inc.
CIK 0001838615
Entity typeother
Related Parties
1- filerCIK 0001958484
Filing Metadata
- Form type
- 4
- Filed
- Sep 3, 8:00 PM ET
- Accepted
- Sep 4, 6:45 PM ET
- Size
- 14.9 KB