4//SEC Filing
Pollock Frederick 4
Accession 0001628280-24-026738
CIK 0001819796other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 7:04 PM ET
Size
9.0 KB
Accession
0001628280-24-026738
Insider Transaction Report
Form 4
Pollock Frederick
Chief Investment Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2024-05-31−25,000→ 50,000 total→ Class A Common Stock (25,000 underlying) - Tax Payment
Class A Common Stock
2024-05-31$10.05/sh−9,838$98,872→ 557,550 total - Exercise/Conversion
Class A Common Stock
2024-05-31+25,000→ 567,388 total
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") that were granted under the Issuer's 2020 Incentive Award Plan on March 1, 2023. 25,000 RSUs vested on May 31, 2024, and 25,000 RSUs will vest on each of May 31, 2025 and May 31, 2026, subject to the Reporting Person's continued service through the applicable vesting date. 25,000 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of 25,000 vested RSUs on May 31, 2024.
- [F2]Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
- [F3]Represents shares of Class A Common Stock that have been withheld by the Issuer to satisfy tax withholding obligations in connection with the net settlement of RSUs that vested on May 31, 2024. The shares withheld represent a reduction of shares issued to the Reporting Person upon settlement of vested RSUs and do not constitute any open-market sale.
Documents
Issuer
GCM Grosvenor Inc.
CIK 0001819796
Entity typeother
Related Parties
1- filerCIK 0001680611
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 7:04 PM ET
- Size
- 9.0 KB