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4//SEC Filing

HODGE MICHAEL B 4

Accession 0001628280-24-013864

CIK 0000912728other

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 9:38 PM ET

Size

11.5 KB

Accession

0001628280-24-013864

Insider Transaction Report

Form 4
Period: 2024-03-14
Transactions
  • Other

    Series B Preferred Units

    2024-03-14948,588746,086 total(indirect: By LLC)
    Exercise: $0.00Common Stock (948,588 underlying)
  • Other

    Series C-2 Units

    2024-03-141,640,3501,290,214 total(indirect: By LLC)
    Exercise: $0.00Class B Units (1,640,350 underlying)
  • Other

    Class B Units

    2024-03-14948,588746,086 total(indirect: By LLC)
    Exercise: $0.00Common Stock (948,588 underlying)
Footnotes (4)
  • [F1]Distribution from Omni Investor Holdings, LLC, of which the reporting person is a co-manager.
  • [F2]Represents Series B Preferred Units received by EVE Omni Investor, LLC (the 'LLC'). Series B Preferred Units and corresponding Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.
  • [F3]Represents Opco Class B Units received by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.
  • [F4]Represents Opco Series C-2 Units received by the LLC. The Opco Series C-2 Units will automatically convert into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders. The Opco Series C-2 Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

Issuer

FORWARD AIR CORP

CIK 0000912728

Entity typeother

Related Parties

1
  • filerCIK 0001995325

Filing Metadata

Form type
4
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 9:38 PM ET
Size
11.5 KB