4//SEC Filing
Weeber Robert 4
Accession 0001628280-23-036652
CIK 0001838615other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 1:53 PM ET
Size
7.7 KB
Accession
0001628280-23-036652
Insider Transaction Report
Form 4
Weeber Robert
Pres, Intl. Wealth Mmgt
Transactions
- Other
Class A Common Stock
2023-11-01$7.85/sh+152,866$1,199,998→ 413,121 total
Holdings
- 10,825(indirect: See footnote)
Class A Common Stock
- 6,905(indirect: See footnote)
Class A Common Stock
Footnotes (3)
- [F1]1. The shares were issued pursuant to a Share Purchase Agreement, dated July 28, 2023, by and between AlTi Global Wealth Management Holdings Limited and Robert Weeber, in exchange for consideration of $1,200,000. The number of shares issued was determined by dividing such amount by the average "mid-market closing" ALTI Nasdaq share price calculated during the 20 consecutive trading days prior to August 1, 2023.
- [F2]2. Represents securities held by Swartberg Holding 1 AG. Swartberg Holding 1 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 1 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 1 AG, except to the extent of his pecuniary interest therein.
- [F3]3. Represents securities held by Swartberg Holding 2 AG. Swartberg Holding 2 AG is controlled by Robert Weeber. Consequently, Mr. Weeber may be deemed to share voting and dispositive control over the securities held by Swartberg Holding 2 AG, and thus to share beneficial ownership of such securities. Mr. Weeber disclaims beneficial ownership of the securities held by Swartberg Holding 2 AG, except to the extent of his pecuniary interest therein.
Documents
Issuer
AlTi Global, Inc.
CIK 0001838615
Entity typeother
Related Parties
1- filerCIK 0001996742
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 1:53 PM ET
- Size
- 7.7 KB