4//SEC Filing
Dougherty Michael D. 4
Accession 0001628280-23-026321
CIK 0000931015other
Filed
Jul 30, 8:00 PM ET
Accepted
Jul 31, 9:37 PM ET
Size
25.8 KB
Accession
0001628280-23-026321
Insider Transaction Report
Form 4
Polaris Inc.PII
Dougherty Michael D.
V.P. Global New Market Devel
Transactions
- Exercise/Conversion
Common Stock
2023-07-27$84.58/sh+13,124$1,110,028→ 35,515 total - Sale
Common Stock
2023-07-27$136.55/sh−7,337$1,001,867→ 34,181 total - Exercise/Conversion
Employee Stock Option (right to buy)
2023-07-27−13,124→ 0 totalExercise: $84.58Exp: 2029-01-30→ Common Stock (13,124 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2023-07-27−8,000→ 0 totalExercise: $125.67Exp: 2024-01-29→ Common Stock (8,000 underlying) - Exercise/Conversion
Common Stock
2023-07-27$125.67/sh+8,000$1,005,360→ 43,515 total - Sale
Common Stock
2023-07-27$137.72/sh−844$116,236→ 42,671 total - Sale
Common Stock
2023-07-27$136.94/sh−1,153$157,892→ 41,518 total - Sale
Common Stock
2023-07-27$136.08/sh−6,910$940,313→ 27,271 total - Sale
Common Stock
2023-07-27$135.02/sh−2,150$290,293→ 25,121 total - Sale
Common Stock
2023-07-27$134.10/sh−2,730$366,093→ 22,391 total
Holdings
- 28,299(indirect: By Trust)
Common Stock
- 3,840(indirect: by son)
Common Stock
- 4,733(indirect: ESOP)
Common Stock
- 3,868(indirect: by daughter)
Common Stock
Footnotes (13)
- [F1]Reflects the weighted average price of 844 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $137.32 to $138.26 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F10]Shares held by daughter in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reporting person and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
- [F11]Estimate of the number of shares held in the reporting person's ESOP fund as of July 27, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Polaris stock.
- [F12]The option vests in three equal installments on January 30, 2020, January 30, 2021, and January 30, 2022.
- [F13]The option vests in two equal installments on January 29, 2016 and January 29, 2018.
- [F2]Reflects the weighted average price of 1,153 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $136.79 to $137.30 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects the weighted average price of 7,337 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $136.40 to $136.78 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Reflects the weighted average price of 6,910 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $135.50 to $136.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]Reflects the weighted average price of 2,150 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $134.36 to $135.33 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F6]Reflects the weighted average price of 2,730 shares of Common Stock sold by the reporting person in multiple transactions on July 27, 2023 with sales prices ranging from $133.92 to $134.32 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F7]Reflects an additional 500 shares that were inadvertently reported on a Form 4 filed on November 8, 2022 as a gift from the reporting person's directly held shares (the gift actually came from the reporting person's indirect holdings by spouse's trust).
- [F8]Shares held in a revocable trust of which the reporting person and his spouse are trustees, and the reporting person and his spouse, or other members of their family, are the beneficiaries.
- [F9]Shares held by son in a transfer of death account of which the beneficiary is the reporting person's spouse's revocable trust. The reportingperson and his spouse are trustees of the revocable trust, and the reporting person and his spouse, or other members of their family, are thebeneficiaries.
Documents
Issuer
Polaris Inc.
CIK 0000931015
Entity typeother
Related Parties
1- filerCIK 0001418237
Filing Metadata
- Form type
- 4
- Filed
- Jul 30, 8:00 PM ET
- Accepted
- Jul 31, 9:37 PM ET
- Size
- 25.8 KB