4//SEC Filing
Humphreys David James 4
Accession 0001628280-23-022781
CIK 0001866390other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 7:48 PM ET
Size
9.3 KB
Accession
0001628280-23-022781
Insider Transaction Report
Form 4
Humphreys David James
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A ordinary shares
2023-06-15+31→ 23,020 total - Tax Payment
Class A ordinary shares
2023-06-15$0.59/sh−15$9→ 23,005 total - Exercise/Conversion
Restricted share units
2023-06-15$0.59/sh−31$18→ 2,072 total→ Class A ordinary shares (31 underlying)
Footnotes (3)
- [F1]The Class A ordinary shares reported were issued upon settlement of the restricted share units ("RSUs"), each representing a contingent right to receive one Class A ordinary share.
- [F2]Exempt transaction pursuant to Rule 16b-3(e): payment of tax liability by pre-planned automatic withholding by the Issuer of a portion of the shares received by the Reporting Person upon the vesting and issuance of shares in settlement of RSUs. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay the Reporting Person's withholding tax obligations resulting from the vesting and settlement of the RSUs.
- [F3]The RSUs were awarded under the 2021 Plan and are made up of three separate awards. The first award for 1,373 Class A ordinary shares vests on March 14, 2025. The second award for 709 Class A ordinary shares vests in equal quarterly installments beginning January 22, 2023. The third award for 406 Class A ordinary shares vests in equal quarterly installments beginning March 14, 2023. Vested RSUs will be settled in shares or cash as soon as administratively practicable after vesting, but in no event more than 60 days after the RSUs' vesting date.
Documents
Issuer
Babylon Holdings Ltd
CIK 0001866390
Entity typeother
Related Parties
1- filerCIK 0001959189
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 7:48 PM ET
- Size
- 9.3 KB