4//SEC Filing
LEE MARK P 4
Accession 0001628280-23-013340
CIK 0001827821other
Filed
Apr 25, 8:00 PM ET
Accepted
Apr 26, 9:53 PM ET
Size
12.7 KB
Accession
0001628280-23-013340
Insider Transaction Report
Form 4
LEE MARK P
Chief Financial Officer
Transactions
- Award
Common Stock, $0.0001 par value per share
2023-04-24+92,592→ 1,975,514 total - Award
Common Stock, $0.0001 par value per share
2023-04-24+138,888→ 2,531,068 total - Award
Common Stock, $0.0001 par value per share
2023-04-24+416,666→ 2,392,180 total - Award
Common Stock, $0.0001 par value per share
2023-04-24+277,777→ 1,882,922 total - Tax Payment
Common Stock, $0.0001 par value per share
2023-03-22−52,114→ 1,605,145 total
Footnotes (5)
- [F1]Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs").
- [F2]These shares represent RSUs granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. 100% of the RSUs shall vest on January 1, 2024, subject to the Reporting Person continuing to be a service provider through such date.
- [F3]These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. Up to 100% of the RSUs shall vest (the "Eligible RSUs") based on the achievement of Company performance conditions over the Company's fiscal year ending December 31, 2023 (the "Fiscal Year 2023"). The Eligible RSUs shall vest no later than March 1, 2024, subject to the Reporting Person continuing to be a service provider through such date.
- [F4]These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. 1/3rd of the RSUs shall vest on January 1, 2024, and the remaining RSUs shall vest over 24 equal monthly installments thereafter, subject to the Reporting Person continuing to be a service provider through such date.
- [F5]These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. Up to 100% of the Eligible RSUs shall vest based on the achievement of Company performance conditions over the Fiscal Year 2023. 1/3rd of the Eligible RSUs shall vest no later than March 1, 2024 (the "Initial Vesting Date"), and the remaining Eligible RSUs shall vest over 24 equal monthly installments thereafter, subject to the Reporting Person continuing to be a service provider through each such date; provided that any monthly installments of Eligible RSUs pre-dating the Initial Vesting Date shall also vest on the Initial Vesting Date.
Documents
Issuer
Forge Global Holdings, Inc.
CIK 0001827821
Entity typeother
Related Parties
1- filerCIK 0001276504
Filing Metadata
- Form type
- 4
- Filed
- Apr 25, 8:00 PM ET
- Accepted
- Apr 26, 9:53 PM ET
- Size
- 12.7 KB