Dempsey James F. 4

Accession 0001628280-23-008798

CIK 0001597313other

Filed

Mar 20, 8:00 PM ET

Accepted

Mar 21, 6:22 PM ET

Size

22.0 KB

Accession

0001628280-23-008798

Form 4

Period: 2022-10-24

DirectorChief Scientific Officer

Transactions

Exercise/Conversion
Common Stock
2023-03-03$0.75/sh+42,000$31,500→ 696,368 total
Sale
Common Stock
2023-03-03$4.13/sh−42,000$173,460→ 654,368 total
Exercise/Conversion
Common Stock
2023-03-07$0.75/sh+125,000$93,750→ 779,368 total
Award
Performance Units
2023-03-01+86,405→ 86,405 total
Exercise: $0.00→ Common Stock (86,405 underlying)
Tax Payment
Common Stock
2023-03-01$4.12/sh−14,872$61,273→ 694,068 total
Exercise/Conversion
Stock Option (right to buy)
2023-03-03$0.75/sh−42,000$31,500→ 292,305 total
Exercise: $0.75Exp: 2024-04-11→ Common Stock (42,000 underlying)
Exercise/Conversion
Stock Option (right to buy)
2023-03-07$0.75/sh−125,000$93,750→ 167,305 total
Exercise: $0.75Exp: 2024-04-11→ Common Stock (125,000 underlying)
Tax Payment
Common Stock
2022-10-24$4.30/sh−37,681$162,028→ 642,165 total
Tax Payment
Common Stock
2023-03-01$4.12/sh−19,630$80,876→ 708,940 total
Tax Payment
Common Stock
2023-03-02$4.12/sh−39,700$163,564→ 654,368 total
Award
Common Stock
2023-03-01+86,405→ 728,570 total

Footnotes (6)

[F1]Payment of tax liability by withholding securities incident to vesting of restricted stock units.
[F2]The reported securities are RSUs that entitle the Reporting Person to receive one share of Common Stock per RSU upon vesting. A total of one-third of the shares subject to this grant become vested on each of the first three anniversaries of March 1, 2023, subject to the Reporting Person remaining a service provider through each such vesting date.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.090 to $4.145, inclusive. The reporting person undertakes to provide ViewRay, Inc., any security holder of ViewRay, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
[F4]Includes 774,426 shares granted as RSUs. As of the transaction date, 294,131 of the RSUs have vested.
[F5]These performance share awards were issued at a 100% target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.
[F6]All of the shares subject to this option are fully vested and exercisable as of the date of exercise.

Documents

1 file

ViewRay, Inc.

CIK 0001597313

Entity typeother