4//SEC Filing
Handley Jonathan Bradford JR 4
Accession 0001628280-23-007326
CIK 0001614806other
Filed
Mar 8, 7:00 PM ET
Accepted
Mar 9, 4:54 PM ET
Size
8.3 KB
Accession
0001628280-23-007326
Insider Transaction Report
Form 4
Handley Jonathan Bradford JR
Director
Transactions
- Award
Common Stock, par value $0.01 per share
2023-03-09$7.15/sh+5,000$35,750→ 129,709 total - Award
Common Stock, par value $0.01 per share
2023-03-09$8.27/sh+2,116$17,499→ 131,825 total
Holdings
- 10,000
7.25% Convertible Notes due 2024
Exercise: $14.36From: 2023-04-30Exp: 2024-04-30→ Common Stock, par value $0.01 per share (17,405 underlying)
Footnotes (4)
- [F1]Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024.
- [F2]Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022.
- [F3]The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7405 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.36 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
- [F4]Calculated based on the conversion rate of 1.7405 shares of the Issuer's common stock per $25.00 principal amount of Notes.
Documents
Issuer
Great Ajax Corp.
CIK 0001614806
Entity typeother
Related Parties
1- filerCIK 0001633188
Filing Metadata
- Form type
- 4
- Filed
- Mar 8, 7:00 PM ET
- Accepted
- Mar 9, 4:54 PM ET
- Size
- 8.3 KB