Home/Filings/4/0001628280-23-002834
4//SEC Filing

Gassner Peter P 4

Accession 0001628280-23-002834

CIK 0001393052other

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 8:26 PM ET

Size

15.7 KB

Accession

0001628280-23-002834

Insider Transaction Report

Form 4
Period: 2023-02-07
Gassner Peter P
DirectorChief Executive Officer10% Owner
Transactions
  • Exercise/Conversion

    Class B Common Stock

    2023-02-07+1,404,45814,391,791 total
    Exercise: $3.92Class A Common Stock (1,404,458 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2023-02-071,404,4580 total
    Exercise: $3.92Exp: 2023-03-09Class B Common Stock (1,404,458 underlying)
  • Conversion

    Class B Common Stock

    2023-02-071,404,45812,987,333 total
    Class A Common Stock (1,404,458 underlying)
  • Conversion

    Class A Common Stock

    2023-02-07+1,404,4581,404,458 total
  • Sale

    Class A Common Stock

    2023-02-07$170.00/sh1,404,458$238,757,8600 total
Holdings
  • Class A Common Stock

    (indirect: By family member)
    41,000
  • Class A Common Stock

    (indirect: By second family member)
    41,000
Footnotes (6)
  • [F1]Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
  • [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  • [F3]As contemplated pursuant to the Form 8-K filed by the Issuer with the Securities and Exchange Commission on September 26, 2022, the block sale of 1,404,458 shares was facilitated by a large financial institution pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  • [F4]The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  • [F5]The option shares are fully vested and may be exercised at any time.
  • [F6]Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.

Issuer

VEEVA SYSTEMS INC

CIK 0001393052

Entity typeother

Related Parties

1
  • filerCIK 0001585821

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 8:26 PM ET
Size
15.7 KB