4//SEC Filing
Aune Matt 4
Accession 0001628280-22-030698
CIK 0001665300other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 5:20 PM ET
Size
9.1 KB
Accession
0001628280-22-030698
Insider Transaction Report
Form 4
Phunware, Inc.PHUN
Aune Matt
Chief Financial Officer
Transactions
- Tax Payment
Common Stock
2022-11-21$1.09/sh−12,575$13,761→ 426,239 total - Exercise/Conversion
Common Stock
2022-11-18+18,750→ 438,814 total - Exercise/Conversion
Restricted Stock Units
2022-11-18−18,750→ 18,750 total→ Common Stock (18,750 underlying)
Footnotes (4)
- [F1]Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
- [F2]The shares were sold in multiple transactions with prices ranging from $1.08 to $1.0948. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
- [F4]The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.
Documents
Issuer
Phunware, Inc.
CIK 0001665300
Entity typeother
Related Parties
1- filerCIK 0001760462
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 5:20 PM ET
- Size
- 9.1 KB