4//SEC Filing
Nicoll Alison 4
Accession 0001628280-22-016847
CIK 0001647639other
Filed
Jun 9, 8:00 PM ET
Accepted
Jun 10, 4:49 PM ET
Size
14.0 KB
Accession
0001628280-22-016847
Insider Transaction Report
Form 4
Nicoll Alison
General Counsel
Transactions
- Exercise/Conversion
Common Stock
2022-06-08$0.60/sh+7,500$4,500→ 420,483 total - Sale
Common Stock
2022-06-08$46.01/sh−2,300$105,818→ 413,183 total - Sale
Common Stock
2022-06-08$43.85/sh−2,700$118,387→ 417,783 total - Sale
Common Stock
2022-06-08$45.17/sh−2,300$103,896→ 415,483 total - Exercise/Conversion
Employee Stock Option (Right to buy)
2022-06-08−7,500→ 7,500 totalExercise: $0.60Exp: 2025-01-14→ Common Stock (7,500 underlying) - Sale
Common Stock
2022-06-08$46.95/sh−200$9,391→ 412,983 total
Footnotes (7)
- [F1]The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.
- [F2]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.35 to $44.23. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (6) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.545 to $45.53.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.55 to $46.51.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.93 to $46.98.
- [F7]All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Documents
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001833661
Filing Metadata
- Form type
- 4
- Filed
- Jun 9, 8:00 PM ET
- Accepted
- Jun 10, 4:49 PM ET
- Size
- 14.0 KB