Hentges Mary 4

Accession 0001628280-21-023759

CIK 0001647639other

View on SEC.gov Company Profile

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 8:00 PM ET

Size

40.8 KB

Accession

0001628280-21-023759

Insider Transaction Report

Form 4

Period: 2021-11-15

Upstart Holdings, Inc.UPST

Hentges Mary

Director

Transactions

Sale
Common Stock
2021-11-15$242.11/sh−896$216,930→ 18,482 total
Sale
Common Stock
2021-11-15$240.05/sh−8,012$1,923,297→ 21,271 total
Sale
Common Stock
2021-11-15$247.43/sh−2,017$499,057→ 13,388 total
Sale
Common Stock
2021-11-15$249.45/sh−903$225,255→ 10,876 total
Sale
Common Stock
2021-11-15$254.51/sh−755$192,158→ 2,993 total
Sale
Common Stock
2021-11-15$238.93/sh−1,569$374,882→ 29,283 total
Sale
Common Stock
2021-11-15$241.06/sh−1,893$456,326→ 19,378 total
Sale
Common Stock
2021-11-15$243.69/sh−1,025$249,782→ 17,457 total
Sale
Common Stock
2021-11-15$251.21/sh−1,944$488,351→ 6,446 total
Sale
Common Stock
2021-11-15$253.61/sh−1,798$455,987→ 3,748 total
Sale
Common Stock
2021-11-15$257.61/sh−201$51,780→ 2,462 total
Sale
Common Stock
2021-11-15$260.00/sh−297$77,220→ 1,651 total
Sale
Common Stock
2021-11-15$261.58/sh−160$41,853→ 1,491 total
Sale
Common Stock
2021-11-15$237.94/sh−639$152,044→ 30,852 total
Exercise/Conversion
Common Stock
2021-11-15$3.89/sh+30,000$116,700→ 31,491 total
Sale
Common Stock
2021-11-15$248.33/sh−1,609$399,564→ 11,779 total
Sale
Common Stock
2021-11-15$250.28/sh−2,486$622,184→ 8,390 total
Sale
Common Stock
2021-11-15$252.45/sh−900$227,202→ 5,546 total
Sale
Common Stock
2021-11-15$256.04/sh−330$84,492→ 2,663 total
Sale
Common Stock
2021-11-15$258.46/sh−514$132,850→ 1,948 total
Exercise/Conversion
Stock Option (Right to buy)
2021-11-15−30,000→ 98,295 total
Exercise: $3.89Exp: 2029-12-06→ Common Stock (30,000 underlying)
Sale
Common Stock
2021-11-15$246.27/sh−2,052$505,347→ 15,405 total

Footnotes (21)

[F1]The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2021 .
[F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.83 to $247.80.
[F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.85 to $248.80.
[F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.85 to $249.84.
[F13]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.90 to $250.85.
[F14]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.90 to $251.75.
[F15]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.08 to $253.04.
[F16]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.09 to $253.99.
[F17]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.11 to $255.05.
[F18]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.505 to $256.375.
[F19]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.245 to $258.13.
[F2]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
[F20]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.45 to $259.38.
[F21]This option, originally for 128,295 shares, of which 30,000 shares have been exercised, vested as to one twenty-fourth of the shares on February 1, 2020 and one twenty-fourth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.47 to $238.42. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (20) to this Form 4.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.47 to $239.435.
[F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $239.47 to $240.445.
[F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $240.695 to $241.63.
[F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $241.805 to $242.49.
[F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $243.34 to $244.26.
[F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.765 to $246.75.

Documents

1 file

4
wf-form4_163719720329750.xmlPrimary
FORM 4

Issuer

Upstart Holdings, Inc.

CIK 0001647639

→

Entity typeother

Related Parties

filerCIK 0001829575

Filing Metadata

Form type: 4
Filed: Nov 16, 7:00 PM ET
Accepted: Nov 17, 8:00 PM ET
Size: 40.8 KB

View on SEC.gov