4//SEC Filing
CONDON DENNIS E 4
Accession 0001628280-21-012097
CIK 0001688757other
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 4:20 PM ET
Size
14.1 KB
Accession
0001628280-21-012097
Insider Transaction Report
Form 4
CONDON DENNIS E
Director
Transactions
- Exercise/Conversion
Common Shares
2021-06-09$10.19/sh+9,000$91,710→ 9,000 total - Sale
Common Shares
2021-06-09$78.73/sh−1,229$96,757→ 5,783 total - Sale
Common Shares
2021-06-09$77.63/sh−1,988$154,336→ 7,012 total - Exercise/Conversion
Stock Option (Right to buy)
2021-06-09$10.19/sh−9,000$91,710→ 27,780 totalExercise: $10.19Exp: 2028-03-13→ Common Shares (9,000 underlying) - Sale
Common Shares
2021-06-09$79.55/sh−5,772$459,160→ 11 total - Sale
Common Shares
2021-06-09$80.00/sh−11$880→ 0 total
Footnotes (5)
- [F1]The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
- [F2]This transaction was executed in multiple trades at prices ranging from $77.49 to $77.97 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]This transaction was executed in multiple trades at prices ranging from $78.02 to $78.96 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]This transaction was executed in multiple trades at prices ranging from $79.00 to $79.97 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F5]The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
ESTABLISHMENT LABS HOLDINGS INC.
CIK 0001688757
Entity typeother
Related Parties
1- filerCIK 0001111413
Filing Metadata
- Form type
- 4
- Filed
- Jun 10, 8:00 PM ET
- Accepted
- Jun 11, 4:20 PM ET
- Size
- 14.1 KB