Home/Filings/4/0001628280-21-010692
4//SEC Filing

Manlunas Eric 4

Accession 0001628280-21-010692

CIK 0001665300other

Filed

May 18, 8:00 PM ET

Accepted

May 19, 4:17 PM ET

Size

13.5 KB

Accession

0001628280-21-010692

Insider Transaction Report

Form 4
Period: 2021-05-17
Transactions
  • Sale

    Common Stock

    2021-05-17$1.32/sh30,000$39,618213,060 total
  • Sale

    Common Stock

    2021-05-17$1.27/sh50,000$63,740163,060 total
  • Sale

    Common Stock

    2021-05-18$1.38/sh3,700$5,106159,360 total
  • Sale

    Common Stock

    2021-05-18$1.35/sh30,000$40,542129,360 total
Holdings
  • Common Stock

    (indirect: By Wavemaker Partners II LP (f/k/a Siemer Ventures II LP))
    555,007
  • Common Stock

    (indirect: By Wavemaker Partners III LP)
    164,386
  • Common Stock

    (indirect: By Wavemaker Phunware Partners LP)
    184,296
  • Common Stock

    (indirect: By Kmeleon International Limited)
    329,037
Footnotes (5)
  • [F1]The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.32 to $1.335. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  • [F2]The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.27 to $1.285. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  • [F3]The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed.
  • [F4]The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.35 to $1.365. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  • [F5]The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization.

Issuer

Phunware, Inc.

CIK 0001665300

Entity typeother

Related Parties

1
  • filerCIK 0001796571

Filing Metadata

Form type
4
Filed
May 18, 8:00 PM ET
Accepted
May 19, 4:17 PM ET
Size
13.5 KB