4//SEC Filing
Handley Jonathan Bradford JR 4
Accession 0001628280-21-009837
CIK 0001614806other
Filed
May 10, 8:00 PM ET
Accepted
May 11, 4:55 PM ET
Size
8.3 KB
Accession
0001628280-21-009837
Insider Transaction Report
Form 4
Handley Jonathan Bradford JR
Director
Transactions
- Award
Common Stock, par value $0.01 per share
2021-05-10$12.60/sh+4,000$50,400→ 106,547 total - Award
Common Stock, par value $0.01 per share
2021-05-10$12.67/sh+789$9,997→ 107,336 total
Holdings
- 10,000
7.25% Convertible Notes due 2024
Exercise: $14.47From: 2023-04-30Exp: 2024-04-30→ Common Stock, par value $0.01 per share (17,279 underlying)
Footnotes (4)
- [F1]Granted pursuant to the 2014 Director Equity Plan; 2,000 shares vest immediately and the remaining 2,000 shares are subject to a one-year vesting period.
- [F2]Payment of director fees for first quarter ended March 31, 2021. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 18, 2021.
- [F3]The conversion rate of the 7.25% convertible notes due 2024 (the "Notes") equals 1.7279 shares of the Issuer's common stock per $25.00 principal amount of the Notes (equivalent to a conversion price of approximately $14.47 per share of the Issuer's common stock). The conversion rate, and thus the conversion price, will be subject to adjustment in accordance with the terms of the Notes.
- [F4]Calculated based on the conversion rate of 1.7279 shares of the Issuer's common stock per $25.00 principal amount of Notes.
Documents
Issuer
Great Ajax Corp.
CIK 0001614806
Entity typeother
Related Parties
1- filerCIK 0001633188
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 4:55 PM ET
- Size
- 8.3 KB