Thomas Brandon 4

Accession 0001628280-20-014750

CIK 0001337619other

View on SEC.gov Company Profile

Filed

Oct 22, 8:00 PM ET

Accepted

Oct 23, 8:08 PM ET

Size

67.1 KB

Accession

0001628280-20-014750

Insider Transaction Report

Form 4

Period: 2020-10-21

ENVESTNET, INC.ENV

Thomas Brandon

Chief Investment Officer

Transactions

Exercise/Conversion
Common Stock
2020-10-21$12.45/sh+7,647$95,205→ 276,348 total
Sale
Common Stock
2020-10-21$82.04/sh−1,701$139,550→ 269,401 total
Exercise/Conversion
Common Stock
2020-10-21$15.34/sh+8,000$122,720→ 276,701 total
Sale
Common Stock
2020-10-21$82.11/sh−1,700$139,587→ 269,801 total
Sale
Common Stock
2020-10-21$82.92/sh−1,100$91,212→ 268,701 total
Sale
Common Stock
2020-10-21$81.47/sh−1,490$121,390→ 268,901 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-10-21−4,800→ 0 total
Exercise: $53.88From: 2016-02-29Exp: 2025-02-28→ Common Stock (4,800 underlying)
Sale
Common Stock
2020-10-21$81.35/sh−5,246$426,762→ 271,102 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-10-21−6,200→ 0 total
Exercise: $41.84From: 2015-02-28Exp: 2024-02-28→ Common Stock (6,200 underlying)
Sale
Common Stock
2020-10-21$82.90/sh−700$58,030→ 268,701 total
Sale
Common Stock
2020-10-21$82.92/sh−600$49,752→ 268,701 total
Sale
Common Stock
2020-10-21$81.42/sh−1,864$151,767→ 269,301 total
Exercise/Conversion
Common Stock
2020-10-21$31.70/sh+1,690$53,573→ 270,391 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-10-21−1,690→ 0 total
Exercise: $31.70From: 2018-03-28Exp: 2027-03-28→ Common Stock (1,690 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-10-21−2,464→ 0 total
Exercise: $20.51From: 2017-02-28Exp: 2026-02-28→ Common Stock (2,464 underlying)
Exercise/Conversion
Common Stock
2020-10-21$12.55/sh+10,000$125,500→ 278,701 total
Sale
Common Stock
2020-10-21$81.37/sh−7,200$585,864→ 271,501 total
Sale
Common Stock
2020-10-21$82.92/sh−1,000$82,920→ 268,701 total
Sale
Common Stock
2020-10-21$82.20/sh−1,200$98,640→ 269,301 total
Exercise/Conversion
Common Stock
2020-10-21$53.88/sh+4,800$258,624→ 273,501 total
Sale
Common Stock
2020-10-21$82.93/sh−300$24,879→ 268,701 total
Sale
Common Stock
2020-10-21$82.41/sh−600$49,446→ 268,701 total
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-10-21−10,000→ 0 total
Exercise: $12.55From: 2012-02-28Exp: 2021-02-28→ Common Stock (10,000 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-10-21−7,647→ 0 total
Exercise: $12.45From: 2013-02-28Exp: 2022-02-28→ Common Stock (7,647 underlying)
Exercise/Conversion
Employee Stock Option (Right to Buy)
2020-10-21−8,000→ 0 total
Exercise: $15.34From: 2014-02-28Exp: 2023-02-28→ Common Stock (8,000 underlying)
Sale
Common Stock
2020-10-21$81.37/sh−5,391$438,666→ 271,310 total
Sale
Common Stock
2020-10-21$81.99/sh−1,609$131,922→ 269,701 total
Exercise/Conversion
Common Stock
2020-10-21$41.84/sh+6,200$259,408→ 274,901 total
Sale
Common Stock
2020-10-21$81.37/sh−4,400$358,028→ 270,501 total
Sale
Common Stock
2020-10-21$82.12/sh−1,226$100,679→ 269,001 total
Sale
Common Stock
2020-10-21$82.73/sh−200$16,546→ 268,701 total
Sale
Common Stock
2020-10-21$81.38/sh−3,274$266,438→ 270,227 total
Exercise/Conversion
Common Stock
2020-10-21$20.51/sh+2,464$50,537→ 271,165 total

Holdings

Common Stock
(indirect: See footnote)
13,938

Footnotes (26)

[F1]Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
[F10]The Common Shares reported herein as being sold were sold at a range of between $80.865 and $81.79 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F11]The Common Shares reported herein as being sold were sold at a range of between $81.89 and $82.88 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F12]The Common Shares reported herein as being sold were sold at a range of between $82.90 and $82.97 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F13]The Common Shares reported herein as being sold were sold at a range of between $80.865 and $81.85 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F14]The Common Shares reported herein as being sold were sold at a range of between $81.89 and $82.56 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F15]The Common Shares reported herein as being sold were sold at a range of between $82.905 and $82.97 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F16]The Common Shares reported herein as being sold were sold at a range of between $80.965 and $81.915 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F17]The Common Shares reported herein as being sold were sold at a range of between $81.975 and $82.905 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F18]The Common Shares reported herein as being sold were sold at a range of between $80.94 and $81.92 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F19]The Common Shares reported herein as being sold were sold at a range of between $82.56 and $82.905 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F2]The Common Shares reported herein as being sold were sold at a range of between $80.77 and $81.765 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F20]Represents shares held by a trust in which Mr. Thomas is the trustee.
[F21]Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
[F22]Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
[F23]Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
[F24]Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
[F25]Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
[F26]Represents restricted stock units that vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. These restricted stock units convert into common stock on a one-for-one basis.
[F3]The Common Shares reported herein as being sold were sold at a range of between $81.79 and $82.77 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F4]The Common Shares reported herein as being sold were sold at a range of between $82.89 and $83.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F5]The Common Shares reported herein as being sold were sold at a range of between $80.75 and $81.75 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F6]The Common Shares reported herein as being sold were sold at a range of between $81.78 and $82.71 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F7]The Common Shares reported herein as being sold were sold at a range of between $82.785 and $82.97 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F8]The Common Shares reported herein as being sold were sold at a range of between $81.75 and $82.74 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
[F9]The Common Shares reported herein as being sold were sold at a range of between $82.76 and $83.02 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Documents

1 file

4
wf-form4_160349811921440.xmlPrimary
FORM 4

Issuer

ENVESTNET, INC.

CIK 0001337619

→

Entity typeother

Related Parties

filerCIK 0001497437

Filing Metadata

Form type: 4
Filed: Oct 22, 8:00 PM ET
Accepted: Oct 23, 8:08 PM ET
Size: 67.1 KB

View on SEC.gov