4//SEC Filing
Bergman Judson 4
Accession 0001628280-19-009046
CIK 0001337619other
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 4:27 PM ET
Size
9.3 KB
Accession
0001628280-19-009046
Insider Transaction Report
Form 4
Bergman Judson
DirectorChairman, CEO
Transactions
- Exercise/Conversion
Common Stock
2019-07-23$9.00/sh+20,000$180,000→ 833,323 total - Sale
Common Stock
2019-07-23$71.43/sh−15,000$1,071,450→ 818,323 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2019-07-23−20,000→ 182,000 totalExercise: $9.00From: 2011-07-28Exp: 2020-07-28→ Common Stock (20,000 underlying)
Footnotes (4)
- [F1]Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
- [F2]The Common Shares reported herein as being sold were sold at a range of between $71.09 and $71.75 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
- [F3]Original option grant vested in four installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
- [F4]Total does not include options from other tranches with different exercise prices, vesting dates, and expiration dates.
Documents
Issuer
ENVESTNET, INC.
CIK 0001337619
Entity typeother
Related Parties
1- filerCIK 0001497462
Filing Metadata
- Form type
- 4
- Filed
- Jul 24, 8:00 PM ET
- Accepted
- Jul 25, 4:27 PM ET
- Size
- 9.3 KB