$EFOI·4

ENERGY FOCUS, INC/DE · Sep 18, 5:37 PM ET

ENERGY FOCUS, INC/DE 4

4 · ENERGY FOCUS, INC/DE · Filed Sep 18, 2015

Insider Transaction Report

Form 4
Period: 2015-09-16
Luo Jiangang
Director
Transactions
  • Sale

    Common Stock

    2015-09-16$15.98/sh391,304$6,253,038519,565 total(indirect: Held by Cleantech Global Limited, formerly Prime Science and Technology, Inc.)
  • Award

    Restricted Stock Units

    2015-09-17+2,5002,500 total
    Exercise: $0.00From: 2016-06-01Exp: 2016-06-01Common Stock (2,500 underlying)
Holdings
  • Common Stock

    2,502
Footnotes (3)
  • [F1]Mr. Luo is Managing Partner and President of Cleantech Global Limited (formerly Prime Science & Technology, Inc.)
  • [F2]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
  • [F3]The Restricted Stock Units vest 100% on 06/01/2016

Documents

3 files
  • 4
    wf-form4_144261226472546.xmlPrimary

    FORM 4

  • EX-24

    POA FOR SECTION 16 FILINGS - J. LUO

  • GRAPHIC
    directorpoajluo72215001.jpg

    POA FOR SECTION 16 FILINGS - J. LUO