ConnectOne Bancorp, Inc.·4

Mar 24, 2:19 PM ET

Criscione Laura 4

4 · ConnectOne Bancorp, Inc. · Filed Mar 24, 2026

Research Summary

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ConnectOne (CNOB) EVP Laura Criscione Sells 1,900 Shares for Taxes

What Happened
Laura Criscione, EVP and Chief Compliance Officer of ConnectOne Bancorp (CNOB), had a total of 1,900 shares withheld and disposed to satisfy tax liabilities upon the vesting of deferred stock units (DSUs). The transactions were: 832 shares at $25.95 ($21,590), 508 shares at $25.95 ($13,183), and 560 shares at $26.72 ($14,963), for a combined proceeds/withholding value of approximately $49,736. This was a tax-withholding disposal (routine), not an open-market purchase.

Key Details

  • Transaction dates and prices:
    • 2026-03-20: 832 shares @ $25.95 (F) — $21,590
    • 2026-03-20: 508 shares @ $25.95 (F) — $13,183
    • 2026-03-23: 560 shares @ $26.72 (F) — $14,963
  • Total shares withheld/disposed: 1,900; total value ≈ $49,736.
  • Shares owned after the transactions: not disclosed in the filing.
  • Footnotes:
    • F1: Withheld for taxes on DSUs vesting 3/20/2026 from grant dated 3/20/2023.
    • F2: Withheld for taxes on DSUs vesting 3/20/2026 from grant dated 3/20/2025.
    • F3: Withheld for taxes on DSUs vesting 3/23/2026 (business day after 3/22/2026) from grant dated 3/22/2024.
  • Transaction code F = shares withheld to satisfy tax withholding upon vesting.
  • Filing timeliness: Form 4 filed 2026-03-24; filed timely (within two business days of the latest transaction on 3/23/2026).

Context
These were routine tax-withholding dispositions tied to DSU vesting (a common practice where the company withholds shares rather than issuing cash). Such withholding transactions are administrative and do not necessarily indicate the insider's view on the stock.

Insider Transaction Report

Form 4
Period: 2026-03-20
Criscione Laura
EVP & Chief Compliance Officer
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-03-20$25.95/sh832$21,590101,186 total
  • Tax Payment

    Common Stock

    [F2]
    2026-03-20$25.95/sh508$13,183100,678 total
  • Tax Payment

    Common Stock

    [F3]
    2026-03-23$26.72/sh560$14,963100,118 total
Holdings
  • Common Stock

    (indirect: As custodian for daughter)
    780
Footnotes (3)
  • [F1]Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2023.
  • [F2]Reflects shares withheld for taxes upon the vesting of deferred stock units on March 20, 2026 pursuant to a grant dated March 20, 2025.
  • [F3]Reflects shares withheld for taxes upon the vesting of deferred stock units on March 23, 2026 (the first business day following the Sunday, March 22, 2026 vesting date) pursuant to a grant dated March 22, 2024.
Signature
/s/ Laura Criscione|2026-03-24

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT