Pacheco Jack A 4

4 · Penguin Solutions, Inc. · Filed Jan 22, 2025

Form 4

Period: 2025-01-20

EVP, COO, Pres, Integrated Mem

Transactions

Exercise/Conversion
Ordinary Shares
2025-01-21$9.20/sh+6,667$61,303→ 238,215 total
Tax Payment
Ordinary Shares
2025-01-20$20.51/sh−4,412$90,490→ 231,548 total
Sale
Ordinary Shares
2025-01-21$20.55/sh−6,667$137,024→ 231,548 total
Exercise/Conversion
Employee Stock Option (right to buy)
2025-01-21−6,667→ 13,333 total
Exercise: $9.20Exp: 2030-03-12→ Ordinary Shares (6,667 underlying)

Footnotes (4)

[F1]Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.
[F2]This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on April 26, 2024.
[F3]This transaction was executed in multiple trades at prices ranging from $20.32 to $20.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
[F4]The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vested monthly and became exercisable over three years beginning March 12, 2021.

Documents

1 file