4//SEC Filing
Gumaer Andrew 4
Accession 0001615774-18-008616
CIK 0001464790other
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 4:15 PM ET
Size
5.9 KB
Accession
0001615774-18-008616
Insider Transaction Report
Form 4
Gumaer Andrew
DirectorChief Executive Officer10% Owner
Transactions
- Other
Common Stock
2018-08-22$22.20/sh−9,716$215,695→ 329,992 total
Holdings
- 336,000(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Forfeiture of shares pursuant to that certain Escrow Agreement, dated as of July 31, 2009, entered into in connection with the acquisition of B. Riley Financial, Inc. (f/k/a Great American Group, Inc.)
- [F2]Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001469265
Filing Metadata
- Form type
- 4
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 4:15 PM ET
- Size
- 5.9 KB