4//SEC Filing
Gumaer Andrew 4
Accession 0001615774-18-005380
CIK 0001464790other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 5:30 PM ET
Size
5.8 KB
Accession
0001615774-18-005380
Insider Transaction Report
Form 4
Gumaer Andrew
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2018-06-13+20,000→ 339,708 total
Holdings
- 336,000(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2019, May 22, 2020 and May 24, 2021.
- [F2]Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001469265
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 5:30 PM ET
- Size
- 5.8 KB