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4//SEC Filing

Carpenter George C IV 4

Accession 0001615774-18-003641

CIK 0000822370other

Filed

May 10, 8:00 PM ET

Accepted

May 11, 5:03 PM ET

Size

6.3 KB

Accession

0001615774-18-003641

Insider Transaction Report

Form 4
Period: 2017-09-18
Carpenter George C IV
DirectorChief Executive Officer
Transactions
  • Award

    Employee Stock Option (right to purchase)

    2017-09-18+100,000100,000 total
    Exercise: $3.53From: 2017-09-18Exp: 2027-09-18Common Stock (100,000 underlying)
Footnotes (1)
  • [F1]On September 18, 2017, the reporting person was granted an option to purchase 100,000 shares of common stock. The grant of these options was contingent upon shareholder approval of an amendment to MYnd Analytics, Inc. Amended and Restated 2012 Omnibus Incentive Compensation Plan (the "Plan") at the Company's 2018 Annual Meeting of Shareholders, increasing the total number of shares available for grant and an increase to the evergreen provision of the Plan. Such shareholder approval was obtained at the Company's 2018 Annual Meeting of Shareholders on April 4, 2018. The option vests in ten installments based on the reporting person's satisfaction of certain performance criteria. One of the ten milestones have been satisfied.

Issuer

MYnd Analytics, Inc.

CIK 0000822370

Entity typeother

Related Parties

1
  • filerCIK 0001413989

Filing Metadata

Form type
4
Filed
May 10, 8:00 PM ET
Accepted
May 11, 5:03 PM ET
Size
6.3 KB