4//SEC Filing
Gumaer Andrew 4
Accession 0001615774-17-007294
CIK 0001464790other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 6:02 PM ET
Size
5.9 KB
Accession
0001615774-17-007294
Insider Transaction Report
Form 4
Gumaer Andrew
DirectorChief Executive Officer10% Owner
Transactions
- Tax Payment
Common Stock
2017-12-10$18.30/sh−3,618$66,209→ 326,238 total
Holdings
- 336,000(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 9, 2015.
- [F2]Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001469265
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 6:02 PM ET
- Size
- 5.9 KB