4//SEC Filing
B. Riley Financial, Inc. 4
Accession 0001615774-15-000969
$RILYCIK 0001464790operating
Filed
May 11, 8:00 PM ET
Accepted
May 12, 4:26 PM ET
Size
6.0 KB
Accession
0001615774-15-000969
Insider Transaction Report
Form 4
HILTON HUGH G
Director
Transactions
- Award
Common Stock
2015-05-09+5,000→ 16,953 total
Holdings
- 2,021(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on December 10, 2015, December 10, 2016 and December 10, 2017.
- [F2]The reporting person is Chief Executive Officer of Alvarez & Marsal Capital real Estate, LLC ("A&M"), and may be deemed to share voting and investment power over the securities held by A&M. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial owner ship of the reported securities for purposes of Section 16 or any other purposes.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001464790
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 4:26 PM ET
- Size
- 6.0 KB