4//SEC Filing
B. Riley Financial, Inc. 4
Accession 0001615774-15-000967
$RILYCIK 0001464790operating
Filed
May 11, 8:00 PM ET
Accepted
May 12, 4:24 PM ET
Size
5.9 KB
Accession
0001615774-15-000967
Insider Transaction Report
Form 4
Gumaer Andrew
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2015-05-09+23,810→ 287,810 total
Holdings
- 336,000(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on December 10, 2015, December 10, 2016 and December 10, 2017.
- [F2]Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001464790
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 4:24 PM ET
- Size
- 5.9 KB