B. Riley Financial, Inc. 4
4 · B. Riley Financial, Inc. · Filed May 12, 2015
Insider Transaction Report
Form 4
Gumaer Andrew
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2015-05-09+23,810→ 287,810 total
Holdings
- 336,000(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on December 10, 2015, December 10, 2016 and December 10, 2017.
- [F2]Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.