Noto Anthony 4

4 · SoFi Technologies, Inc. · Filed Mar 18, 2026

AI-generated summary of this filing

Updated Mar 19, 2026

SoFi (SOFI) CEO Anthony Noto Receives RSUs; Shares Withheld for Taxes

What Happened

Anthony Noto, CEO of SoFi Technologies (SOFI), had a portion of his restricted stock units (RSUs) settle on March 16, 2026. The filing shows RSU settlements totaling 459,848 shares. To cover tax withholding, 249,004 shares were withheld at $17.76 per share, a withholding value of $4,422,311. The RSUs represent contingent rights to receive one share each upon settlement for no cash consideration.

Key Details

Date of transaction: March 16, 2026.
RSUs settled: 305,651 and 154,197 (total 459,848 shares).
Shares withheld for tax withholding: 249,004 shares at $17.76/share = $4,422,311 (code F; these shares were not issued to or sold by the reporting person).
Transaction codes: M = exercise/conversion of a derivative (RSU settlement); F = payment of tax liability via share withholding.
Footnotes: Settlements relate to RSU grants previously reported on Forms 4 filed Mar 22, 2023; Mar 13, 2024; and Mar 12, 2025.
Shares owned after the transaction: Not specified in the provided filing.
Filing date: March 18, 2026 (filed promptly after the March 16 settlement).

Context

This was not an open-market sale or purchase; it was the settlement of vested RSUs with a cashless tax withholding (company retained shares to cover taxes). Such filings are typically routine compensation events and do not by themselves indicate a buy or sell signal from the insider.

Form 4

Period: 2026-03-16

DirectorChief Executive Officer

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-03-16+305,651→ 12,010,003 total
Exercise/Conversion
Common Stock
[F1]
2026-03-16+154,197→ 12,164,200 total
Tax Payment
Common Stock
[F2]
2026-03-16$17.76/sh−249,004$4,422,311→ 11,915,196 total
Exercise/Conversion
Restricted Stock Unit
[F1][F3]
2026-03-16−305,651→ 1,089,323 total
→ Common Stock (305,651 underlying)
Exercise/Conversion
Restricted Stock Unit
[F1][F4]
2026-03-16−154,197→ 822,385 total
→ Common Stock (154,197 underlying)

Footnotes (4)

[F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
[F2]Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
[F3]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on March 22, 2023 and March 13, 2024.
[F4]Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on March 12, 2025.

Signature

/s/ Deanna M. Smith, Attorney-in-Fact|2026-03-18

1 file