Noto Anthony 4
4 · SoFi Technologies, Inc. · Filed Mar 13, 2026
Research Summary
AI-generated summary of this filing
SoFi (SOFI) CEO Anthony Noto Receives RSU Award of 883,049 Shares
What Happened
- Anthony Noto, CEO of SoFi Technologies, received an award of 883,049 restricted stock units (RSUs) on March 11, 2026. The award is recorded at $0.00 per unit (derivative award), so no cash changed hands at grant. These RSUs are a contingent right to receive common stock upon settlement.
Key Details
- Transaction type/date: Award/Grant (A) on 2026-03-11; Form filed 2026-03-13.
- Amount: 883,049 RSUs; grant price reported as $0.00 (derivative).
- Vesting: Award vests over four years — 6.25% vests three months after March 14, 2026 (about June 14, 2026), then 6.25% vests each quarter for the next 15 quarters, subject to continued service.
- Shares owned after transaction: Not specified in this filing excerpt.
- Filing timeliness: Form 4 filed two days after the report date; no late-filing indication in this record.
- Footnote summary: Each RSU converts to one share on settlement for no additional consideration; vesting is service-based per schedule above.
Context
- RSU grants are a common form of executive compensation and do not represent an immediate purchase or sale of stock. The award creates future potential shares if vesting conditions are met; it does not signal an immediate inflow/outflow of company stock or cash.
Insider Transaction Report
Form 4
Noto Anthony
DirectorChief Executive Officer
Transactions
- Award
Restricted Stock Unit
[F1][F2]2026-03-11+883,049→ 883,049 total→ Common Stock (883,049 underlying)
Footnotes (2)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
- [F2]Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest over a period of four years as follows: 6.25% of the award shall vest three months after March 14, 2026, and 6.25% shall vest each quarter thereafter for the following fifteen quarters, in each case, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date.
Signature
/s/ Deanna M. Smith, Attorney-in-Fact|2026-03-13