TRANS LUX Corp 4/A
4/A · TRANS LUX Corp · Filed Oct 28, 2015
Insider Transaction Report
Form 4/AAmended
TRANS LUX CorpTNLX
Shi Yaozhong
Director
Transactions
- Purchase
Common Stock
2014-06-27$6.00/sh+333,333$1,999,998→ 333,333 total(indirect: Director, member and majority owner of shares) - Award
Warrants
2014-06-27$8.00/sh+33,333$266,664→ 33,333 total(indirect: Director, member and majority owner of deriviative securities)Exercise: $8.00From: 2014-06-27Exp: 2016-06-26→ Common Stock (33,333 underlying)
Footnotes (2)
- [F1]The shares are owned by Transtech LED Company Ltd. whose former name was Retop Industrial (Hong Kong) Limited. This entity's name changed into Transtech LED Company Ltd. on July 27, 2015. The shares were previously acquired by the same entity on June 27, 2014, prior to the name change. I am still a director, member and majority owner of Transtech LED Company Ltd. as of October 28, 2015. As such, I exercise voting and dispositive rights over the shares.
- [F2]The warrants are owned by Transtech LED Company Ltd. whose former name was Retop Industrial (Hong Kong) Limited. This entity's name changed into Transtech LED Company Ltd. on July 27, 2015. The warrants were previously acquired by the same entity on June 27, 2014, prior to the name change. I am still a director, member and majority owner of Transtech LED Company Ltd. as of October 28, 2015. As such, I exercise voting and dispositive rights over the underlying shares.