Riordan Aidan J 4
4 · BrightSphere Investment Group plc · Filed Feb 20, 2019
Insider Transaction Report
Form 4
Riordan Aidan J
EVP/Head of Affiliate Mngmt
Transactions
- Sale
Ordinary shares
2019-02-19$13.82/sh−2,887$39,889→ 202,586 total - Sale
Ordinary shares
2019-02-19$13.81/sh−2,350$32,448→ 200,236 total - Award
Restricted Share Units
2019-02-15+9,013→ 9,013 total→ Ordinary shares (9,013 underlying)
Footnotes (7)
- [F1]The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- [F2]Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $13.86, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group plc, any security holder of BrightSphere Investment Group plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.79 to $13.85, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group plc, any security holder of BrightSphere Investment Group plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
- [F5]Each restricted share unit represents a right to receive one ordinary share of BrightSphere Investment Group plc.
- [F6]Consists of restricted share units issued under the BrightSphere Investment Group plc 2017 Equity Incentive Plan.
- [F7]The restricted share units vest in equal annual installments over a three-year period with 1/3 of the restricted share units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022.