4//SEC Filing
Fenzi Neal 4
Accession 0001607240-21-000009
CIK 0001579910other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 9:43 PM ET
Size
26.4 KB
Accession
0001607240-21-000009
Insider Transaction Report
Form 4
Resonant IncRESN
Fenzi Neal
VP of Engineering
Transactions
- Exercise/Conversion
Common Stock
2021-12-01+8,653→ 567,389 total - Exercise/Conversion
Common Stock
2021-12-01+6,057→ 573,446 total - Exercise/Conversion
Common Stock
2021-12-01+10,638→ 593,514 total - Sale
Common Stock
2021-12-03$1.75/sh−5,970$10,436→ 584,769 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−6,057→ 6,057 total→ Common Stock (6,057 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−10,638→ 31,914 total→ Common Stock (10,638 underlying) - Exercise/Conversion
Common Stock
2021-12-01+9,430→ 582,876 total - Exercise/Conversion
Common Stock
2021-12-01+6,250→ 599,764 total - Sale
Common Stock
2021-12-02$1.90/sh−9,025$17,131→ 590,739 total - Exercise/Conversion
Restricted Stock Units
2021-12-01−8,653→ 0 total→ Common Stock (8,653 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−9,430→ 18,860 total→ Common Stock (9,430 underlying) - Exercise/Conversion
Restricted Stock Units
2021-12-01−6,250→ 12,500 total→ Common Stock (6,250 underlying)
Footnotes (9)
- [F1]Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units.
- [F3]This transaction was executed in multiple trades at prices ranging from $1.88 to $1.9150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $1.73 to $1.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]8,654 restricted stock units vested on December 1, 2018 and 8,653 restricted stock units vested on each of December 2, 2019, December 1, 2020, and December 1, 2021.
- [F6]6,058 restricted stock units vested on December 2, 2019, 6,057 restricted stock units vested on each of December 1, 2020 and December 1, 2021, and an installment of 6,057 restricted stock units will vest on December 1, 2022.
- [F7](9,430 restricted stock units vested on December 1, 2020 and December 1, 2021, and installments of 9,430 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
- [F8]10,638 restricted stock units vested on December 1, 2021, and installments of 10,638 restricted stock units will vest on each of December 1, 2022, December 1, 2023, and December 1, 2024.
- [F9]6,250 restricted stock units vested on December 1, 2021, and installments of 6,250 restricted stock units will vest on each of December 1, 2022 and December 1, 2023.
Documents
Issuer
Resonant Inc
CIK 0001579910
Entity typeother
Related Parties
1- filerCIK 0001607240
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 9:43 PM ET
- Size
- 26.4 KB