4//SEC Filing
Garrett Jason K. 4
Accession 0001606268-19-000019
CIK 0001606268other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 4:28 PM ET
Size
15.9 KB
Accession
0001606268-19-000019
Insider Transaction Report
Form 4
Garrett Jason K.
Executive VP, Retail
Transactions
- Award
Restricted Stock Unit
2019-03-15$10.20/sh+355$3,621→ 21,171 totalFrom: 2019-05-18→ Class A Common Stock (355 underlying) - Award
Restricted Stock Unit
2019-03-15$10.20/sh+1,652$16,850→ 93,768 total→ Class A Common Stock (1,652 underlying) - Award
Restricted Stock Unit
2019-03-15$10.20/sh+740$7,548→ 42,387 total→ Class A Common Stock (740 underlying)
Footnotes (6)
- [F1]Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
- [F2]These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
- [F3]These RSUs will vest in full on May 18, 2019.
- [F4]Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.
- [F5]These RSUs vest according to the following schedule: 37,191 on May 18, 2019; 26,028 on May 18, 2020; 20,156 on May 18, 2021; and 10,393 on May 18, 2022.
- [F6]These RSUs vest upon certain conditions in connection with a "Change in Control" of Spark Energy, Inc. as such term is defined in the Form of Notice of Grant of Restricted Stock Unit (Change in Control Restricted Stock Units), filed as Exhibit 10.5 to Spark Energy, Inc.'s Quarterly Report on Form 10-Q for quarter ended June 30, 2018.
Issuer
Spark Energy, Inc.
CIK 0001606268
Entity typeother
Related Parties
1- filerCIK 0001649957
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 4:28 PM ET
- Size
- 15.9 KB