Northern Power Systems Corp. 4
4 · Northern Power Systems Corp. · Filed Aug 26, 2015
Insider Transaction Report
Form 4
ELLIS ALEXANDER III
Director
Transactions
- Award
Common Shares
2015-08-25+15,000→ 15,000 total
Holdings
- 4,892,665(indirect: By RockPort Capital Partners III, LP)
Common Shares
Footnotes (2)
- [F1]Annual grant of restricted common shares under Northern Power Systems Corp. 2014 Stock Option and Incentive Plan. 75% of the shares will vest on September 30, 2015, and the remaining 25% of the shares will vest on December 31, 2015.
- [F2]Shares are held directly by RockPort Capital Partners III, L.P. Mr. Ellis is a General Partner of RockPort Capital Partners III, L.P., and therefore may be deemed to hold voting and dispositive power over the shares held by RockPort Capital Partners III, L.P. Mr. Ellis disclaims beneficial ownership of the shares held by RockPort Capital Partners III, L.P.