4//SEC Filing
HEJLEK EDWARD J 4
Accession 0001595585-20-000036
CIK 0001595585other
Filed
Mar 3, 7:00 PM ET
Accepted
Mar 4, 7:36 PM ET
Size
11.8 KB
Accession
0001595585-20-000036
Insider Transaction Report
Form 4
Tricida, Inc.TCDA
HEJLEK EDWARD J
SVP, General Counsel & Secy.
Transactions
- Exercise/Conversion
Common Stock
2020-03-02$0.96/sh+9,800$9,408→ 28,953 total - Sale
Common Stock
2020-03-02$31.65/sh−9,800$310,170→ 19,153 total - Exercise/Conversion
Common Stock
2020-03-02$0.96/sh+200$192→ 19,353 total - Sale
Common Stock
2020-03-02$32.23/sh−200$6,446→ 19,153 total - Exercise/Conversion
Employee Stock Option (right to buy)
2020-03-02−10,000→ 104,143 totalExercise: $0.96Exp: 2026-02-23→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.09 to $32.09, inclusive. The reporting person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- [F3]This option vested 25% on January 1, 2017, and the remaining 75% vested in 36 substantially equal monthly installments thereafter, subject to reporting person's continuous service as of each vesting date. The option contained an early-exercise provision and was exercisable as to unvested shares, subject to the issuer's right of repurchase.
Documents
Issuer
Tricida, Inc.
CIK 0001595585
Entity typeother
Related Parties
1- filerCIK 0001743664
Filing Metadata
- Form type
- 4
- Filed
- Mar 3, 7:00 PM ET
- Accepted
- Mar 4, 7:36 PM ET
- Size
- 11.8 KB