FIRST MARK L 4
4 · PetIQ, Inc. · Filed Aug 9, 2021
Insider Transaction Report
Form 4
PetIQ, Inc.PETQ
FIRST MARK L
Director10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2021-06-18+3,069→ 4,861 total - Exercise/Conversion
Restricted Stock Unit
2021-06-18−3,069→ 0 total→ Class A Common Stock (3,069 underlying)
Holdings
- 1,972,687(indirect: See footnote)
Class A Common Stock
Footnotes (5)
- [F1]Settlement of restricted stock units ("RSU") into shares of Class A common stock.
- [F2]Includes 1,660,344 shares of Class A Common Stock held by ECP Helios Partners IV, L.P. ("ECP Helios") and 312,343 shares of Class A common Stock held Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
- [F3]Each RSU represents a contingent right to receive one share of Class A Common Stock.
- [F4]No exercisable date for this type of award
- [F5]No Expiration date for this type of award