Home/Filings/4/0001593968-21-000124
4//SEC Filing

GRAZIADIO G LOUIS III 4

Accession 0001593968-21-000124

CIK 0001615165other

Filed

Jan 11, 7:00 PM ET

Accepted

Jan 12, 4:46 PM ET

Size

28.7 KB

Accession

0001593968-21-000124

Insider Transaction Report

Form 4
Period: 2021-01-08
Transactions
  • Sale

    Common Stock

    2021-01-08$36.40/sh166$6,0426,434 total(indirect: By Ginarra)
  • Sale

    Common Stock

    2021-01-08$36.40/sh166$6,0424,534 total(indirect: By son)
  • Sale

    Common Stock

    2021-01-08$36.40/sh545$19,83816,091 total(indirect: By Ginmarra)
  • Sale

    Common Stock

    2021-01-08$36.40/sh258$9,3914,517 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-01-08$36.40/sh1,066$38,8027,134 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-01-08$36.40/sh258$9,3914,517 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-01-08$36.40/sh2,135$77,71459,271 total(indirect: By Boss Holdings, Inc.)
  • Sale

    Common Stock

    2021-01-08$36.40/sh596$21,6943,693 total(indirect: By Western Metals Corporation)
  • Sale

    Common Stock

    2021-01-08$36.40/sh1,666$60,64213,034 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-01-08$36.40/sh982$35,745134,283 total
  • Sale

    Common Stock

    2021-01-08$36.40/sh6,333$230,521315,166 total(indirect: By Trust)
  • Sale

    Common Stock

    2021-01-08$36.40/sh132$4,8053,368 total(indirect: By Spouse)
  • Sale

    Common Stock

    2021-01-08$36.40/sh166$6,0424,534 total(indirect: By daughter)
  • Sale

    Common Stock

    2021-01-08$36.40/sh166$6,0422,334 total(indirect: By Foundation)
Footnotes (11)
  • [F1]Sale was effected pursuant to a Rule 10b5-1 trading plan established by the holder effective as of August 17, 2020.
  • [F10]These shares are owned by Western Metals Corporation ("Western Metals"), a corporation as to which GFT and Ginarra beneficially own a significant pecuniary interest and Mr. Graziadio is the president. Mr. Graziadio disclaims beneficial ownership of the shares owned by Western Metals except to the extent of his pecuniary interest in such shares.
  • [F11]These shares are owned by the Graziadio Dynasty Trust II for the benefit of reporting person.
  • [F2]These shares are owned by the Graziadio Family Trust u/d/t 11/13/75 ("GFT"), an irrevocable trust established by Mr. Graziadio for the benefit of his children. Mr. Graziadio is neither a trustee nor a beneficiary of GFT and disclaims beneficial ownership of the shares owned by GFT except to the extent of the pecuniary interest of his children in such shares.
  • [F3]These shares are owned by the George & Reva Graziadio Charitable Lead Annuity Trust ("Annuity Trust") as to which Mr. Graziadio is the trustee and the children of Mr. Graziadio are remainder beneficiaries. Mr. Graziadio disclaims beneficial ownership of the shares owned by the Annuity Trust except to the extent of the pecuniary interest of his children in such shares.
  • [F4]These shares are owned by Ginarra Partners, LLC ("Ginarra"), a limited liability company majority owned by GFT and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims beneficial ownership of the shares owned by Ginarra except to the extent of the pecuniary interest of his children in such shares.
  • [F5]These shares are owned by Ginmarra Investors Fund 1 LLC ("Ginmarra"), a limited liability company majority owned by GFT and Ginarra and as to which Mr. Graziadio serves as president of the manager. Mr. Graziadio disclaims ownership of the shares owned by Ginmarra except to the extent of his pecuniary interest in such shares.
  • [F6]These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the son of Mr. Graziadio, George L. Graziadio IV ("Gino Trust"). Mr. Graziadio is the trustee of the Gino Trust, but disclaims beneficial ownership of the shares owned by the Gino Trust except to the extent of the pecuniary interest of his son in such shares.
  • [F7]These shares are owned by George & Reva Graziadio Grandchildren Trust II for the benefit of the daughter of Mr. Graziadio, Marianna Graziadio ("Marianna Trust"). Mr. Graziadio is the trustee of the Marianna Trust, but disclaims beneficial ownership of the shares owned by the Marianna Trust except to the extent of the pecuniary interest of his daughter in such shares.
  • [F8]These shares are owned by the George and Reva Graziadio Foundation (the "Foundation"), a charitable foundation established by the parents of Mr. Graziadio, as to which Mr. Graziadio has no pecuniary interest. Mr. Graziadio is one of three directors of the Foundation, does not have the right to control disposition of the shares owned by the Foundation and disclaims beneficial ownership of the shares owned by the Foundation as he has no pecuniary interest in such shares.
  • [F9]These shares are owned by Boss Holdings, Inc. ("Boss Holdings"), a corporation as to which Mr. Graziadio, GFT and Ginarra together are majority shareholders and Mr. Graziadio is chairman and chief executive officer. Mr. Graziadio disclaims beneficial ownership of the shares owned by Boss Holdings except to the extent of his pecuniary interest in such shares.

Issuer

Veritone, Inc.

CIK 0001615165

Entity typeother

Related Parties

1
  • filerCIK 0001077131

Filing Metadata

Form type
4
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 4:46 PM ET
Size
28.7 KB