HALT PETER 4

4 · TiVo Corp · Filed Mar 5, 2019

Form 4

Period: 2019-03-01

CFO

Transactions

Exercise/Conversion
Common Stock
2019-03-01$0.00/sh+4,574$5→ 204,597 total
Tax Payment
Common Stock
2019-03-01$9.92/sh−6,085$60,363→ 203,555 total
Exercise/Conversion
Common Stock
2019-03-01$0.00/sh+7,000$7→ 200,023 total
Exercise/Conversion
Common Stock
2019-03-01$0.00/sh+5,043$5→ 209,640 total
Exercise/Conversion
Restricted Stock Units
2019-03-01$0.00/sh−4,574$5→ 87,245 total
From: 2019-03-01Exp: 2020-03-01→ Common Stock (4,574 underlying)
Exercise/Conversion
Restricted Stock Units
2019-03-01$0.00/sh−5,043$5→ 82,202 total
From: 2019-03-01Exp: 2019-03-01→ Common Stock (5,043 underlying)
Exercise/Conversion
Restricted Stock Units
2019-03-01$0.00/sh−7,000$7→ 91,819 total
From: 2019-03-01Exp: 2019-03-01→ Common Stock (7,000 underlying)

Footnotes (6)

[F1]Granted March 1, 2015, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
[F2]Includes 640 shares purchased on July 31, 2018 and 1,093 shares purchased on January 31, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP).
[F3]Granted March 1, 2016, this restricted stock unit grant vests over four years with 25% vesting on each of the annual anniversaries of the grant date.
[F4]Pursuant to a performance award agreement granted on March 1, 2016, performance was measured through September 7, 2016 (the TiVo acquisition date) and vested on a pro rata basis based on the period from the grant date to the TiVo acquisition date compared to the original service period ending on March 1, 2019. The remainder of the award vests 33% on March 1, 2017, March 1, 2018 and March 1, 2019.
[F5]Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units.
[F6]Each restricted stock unit represents a contingent right to receive one share of TIVO common stock.

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