4//SEC Filing
Huatai International Financial Holdings Co Ltd 4
Accession 0001591587-24-000084
CIK 0001591587other
Filed
Sep 5, 8:00 PM ET
Accepted
Sep 6, 4:07 PM ET
Size
9.7 KB
Accession
0001591587-24-000084
Insider Transaction Report
Form 4
Huatai Securities Co., Ltd.
10% Owner
Transactions
- Sale
Common Stock
2024-09-05$35.25/sh−50,873,799$1,793,301,415→ 0 total(indirect: By Huatai International Investment Holdings Limited)
Footnotes (2)
- [F1]Represents shares disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 25, 2024, by and among the Issuer, GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby, each share of common stock held by the reporting persons was converted automatically into the right to receive $35.25 per share in cash.
- [F2]These shares are held directly by Huatai International Investment Holdings Limited ("HIIHL"). Huatai International Financial Holdings Company Limited ("HIFHCL") is the sole shareholder of HIIHL. Huatai Securities Co., Ltd. ("HSCL") is the sole shareholder of HIFHCL. Accordingly, each of HIFHCL and HSCL is an indirect beneficial owner of the reported securities.
Documents
Issuer
AssetMark Financial Holdings, Inc.
CIK 0001591587
Entity typeother
IncorporatedHong Kong
Related Parties
1- filerCIK 0001782596
Filing Metadata
- Form type
- 4
- Filed
- Sep 5, 8:00 PM ET
- Accepted
- Sep 6, 4:07 PM ET
- Size
- 9.7 KB