4//SEC Filing
Kim Michael 4
Accession 0001591587-23-000025
CIK 0001591587other
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 7:41 PM ET
Size
14.8 KB
Accession
0001591587-23-000025
Insider Transaction Report
Form 4
Kim Michael
EVP, Chief Client Officer
Transactions
- Award
Stock Appreciation Right
2023-06-08+117,057→ 117,057 totalExercise: $30.30Exp: 2033-06-08→ Common Stock (0 underlying) - Sale
Common Stock
2023-06-09$29.61/sh−1,348$39,914→ 334,308 total - Award
Common Stock
2023-06-08+18,085→ 340,635 total - Award
Stock Appreciation Right
2023-06-08+37,955→ 37,955 totalExercise: $30.30Exp: 2033-06-08→ Common Stock (37,955 underlying) - Sale
Common Stock
2023-06-08$30.04/sh−4,979$149,569→ 335,656 total
Holdings
- 1,930(indirect: By Children)
Common Stock
- 41,390(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the Issuer.
- [F2]Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
- [F3]The Reporting Person disclaims beneficial ownership of the shares held directly by his college-aged child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for purposes of Section 16 or for any other purpose.
- [F4]Shares held by The Kim Family Trust, dated July 30, 2016.
- [F5]The Stock Appreciation Right vests in four equal annual installments on the first four anniversaries of the date of grant.
- [F6]Upon exercise, the Stock Appreciation Right will be settled in cash.
- [F7]Upon exercise, the Stock Appreciation Right will be settled, in the Issuer?s discretion, in Common Stock, cash or such other form permitted by the AssetMark Financial Holdings, Inc. 2019 Equity Incentive Plan.
Documents
Issuer
AssetMark Financial Holdings, Inc.
CIK 0001591587
Entity typeother
Related Parties
1- filerCIK 0001782762
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 7:41 PM ET
- Size
- 14.8 KB